Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Mar 2018)
    • CF1 Director (29 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Mar 2018 to 30 Sep 2018)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
    • CF1 Director (AR) (5 Oct 2015 to 10 May 2018)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (17 Jun 2016 to 29 Jul 2016)
  • TS Asset Management Limited (no longer approved here)

    FRN 715827

    • Employed By (5 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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