William Groves

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MWA FINANCIAL ADVICE LTD
FRN 460399
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 May 2024)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- [FCA CF] Functions requiring qualifications (22 Aug 2022 to 4 Jun 2024)
- CF30 Customer (4 Apr 2011 to 30 Nov 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (6 Aug 2010 to 17 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.