M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Alexander Sharp

    IRN SAS01215

    • CF30 Customer (9 Sep 2013 to 21 Jun 2016)
  • Simon Ashley Blanchard

    IRN SAB00016

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 30 Nov 2022)
    • CF30 Customer (22 Apr 2020 to 4 Jan 2023)
    • CF1 Director (AR) (2 Apr 2020 to 4 Jan 2023)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
  • Simon Connor

    IRN SXC00175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Simon Davis

    IRN SXD00762

    • [FCA CF] Significant management (5 Jan 2024 to 30 Sep 2024)
  • Simon George Richard Allen

    IRN SXA00101

    • CF30 Customer (2 Jul 2018 to 2 Aug 2019)
  • Simon John Dunn

    IRN SJD01188

    • CF30 Customer (9 Sep 2013 to 29 Apr 2014)
  • Simon John Tribe

    IRN SJT01145

    • CF30 Customer (6 Jun 2017 to 26 Apr 2019)
  • Simon John Williams

    IRN SJW01505

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
  • Simon Mardel

    IRN SXM01417

    • CF30 Customer (20 Mar 2024 to 27 Mar 2024)
    • CF1 Director (AR) (20 Mar 2024 to 27 Mar 2024)
  • Simon Mark Edwin Collins

    IRN SMC01196

    • CF30 Customer (27 Apr 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.