Simon John Williams

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (86)[FCA CF] Client dealing (24 Mar 2021 to 27 Oct 2023)
    • (87)[FCA CF] Functions requiring qualifications (24 Mar 2021 to 27 Oct 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (86)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (87)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD