Simon Mark Edwin Collins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 19 Aug 2025)
    • CF1 Director (AR) (since 15 Aug 2025)
    • CF30 Customer (since 15 Aug 2025)
  • Redwood Wealth Limited

    FRN 1034366

    • (3)Employed By (since 15 Aug 2025)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Client dealing (19 Dec 2019 to 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Mar 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (27 Apr 2015 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 2 Sep 2011)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 5 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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