Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (7 Sep 2022 to 4 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 30 Nov 2022)
- CF30 Customer (22 Apr 2020 to 4 Jan 2023)
- CF1 Director (AR) (2 Apr 2020 to 4 Jan 2023)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
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- CF30 Customer (14 Oct 2014 to 11 Nov 2015)
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- Employed By (9 Oct 2014 to 11 Nov 2015)
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- CF30 Customer (28 Sep 2010 to 20 Apr 2012)
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- CF21 Investment Adviser (14 Jan 2005 to 6 May 2005)
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- CF21 Investment Adviser (3 Dec 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2003 to 3 Dec 2003)
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- CF21 Investment Adviser (3 Dec 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2003 to 3 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.