Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Sands Financial Management Ltd (no longer approved here)

    FRN 939528

    • (1)Employed By (7 Sep 2022 to 4 Jan 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 30 Nov 2022)
    • CF30 Customer (22 Apr 2020 to 4 Jan 2023)
    • CF1 Director (AR) (2 Apr 2020 to 4 Jan 2023)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
    • [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (14 Oct 2014 to 11 Nov 2015)
  • Ampris Limited (no longer approved here)

    FRN 610031

    • Employed By (9 Oct 2014 to 11 Nov 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Sep 2010 to 20 Apr 2012)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 6 May 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (3 Dec 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (11 Jul 2003 to 3 Dec 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (3 Dec 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (11 Jul 2003 to 3 Dec 2003)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.