Simon Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Sincere Financial Planning Ltd

    FRN 940036

    • (2)Employed By (since 25 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 May 2012 to 4 Feb 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Jun 2011 to 26 Oct 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Feb 2011 to 9 Jun 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Jul 2010 to 20 Jan 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.