Simon Alexander Sharp

• Origen Financial Services Limited

  FRN 192666

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Mar 2020)
  • [FCA CF] Client dealing (since 11 Mar 2020)
• NFU Mutual Select Investments Limited (no longer approved here)

  FRN 582519

  • CF30 Customer (12 Sep 2016 to 25 Feb 2017)
• True Potential Investments LLP (no longer approved here)

  FRN 527444

  • CF30 Customer (28 Jun 2016 to 19 Aug 2016)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (9 Sep 2013 to 21 Jun 2016)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (18 Nov 2010 to 7 Jan 2013)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (19 Oct 2009 to 4 Nov 2010)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (13 Apr 2007 to 2 Nov 2007)
  • CF22 Investment Adviser (Trainee) (24 Apr 2006 to 13 Apr 2007)

No changes recorded yet.