Simon Mardel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
  • Simon Mardel

    FRN 1022340

    • (1)Employed By (since 6 Dec 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (20 Mar 2024 to 27 Mar 2024)
    • CF1 Director (AR) (20 Mar 2024 to 27 Mar 2024)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • [FCA CF] Client dealing (6 Jan 2020 to 14 Mar 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
    • CF30 Customer (27 May 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 3 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.