Xconnect Trading Limited

Date authorised
1 April 2013
Companies House
04240845
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610
    Web
    https://www.xconnectgroup.com

  • Complaints Contact

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam James Stone

    IRN AJS01311

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
  • Adrian Neill Chorley

    IRN ANC01061

    • SMF3 (AR) Executive Director function (since 24 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (30 Apr 2014 to 30 Nov 2015)
    • CF10 Compliance Oversight (12 Dec 2012 to 8 Dec 2019)
    • CF1 Director (27 May 2009 to 8 Dec 2019)
  • Alexander Nicholas Dashwood Brown

    IRN ANB01022

    • CF30 Customer (15 Sep 2008 to 30 Jun 2009)
  • Alexander Thistlethwaite

    IRN AXT01497

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF26 Customer Trading (17 Oct 2007 to 31 Oct 2007)
  • Alexandre Trichot

    IRN AXT01534

    • CF30 Customer (22 Mar 2017 to 5 Dec 2017)
  • Alexis Aegis Paschalis

    IRN AAP01022

    • CF30 Customer (1 Nov 2007 to 5 Jan 2008)
    • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
    • CF26 Customer Trading (5 Jun 2007 to 31 Oct 2007)
  • Alfie James Kingsnorth

    IRN AXK00297

    • [FCA CF] Client dealing (11 Mar 2020 to 8 Mar 2023)
  • Andre PHILIPPIDES

    IRN AXP02292

    • CF30 Customer (5 Jan 2016 to 4 May 2016)
  • Andrew Hughes

    IRN AXH01704

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
  • Anthony James Charles Sibley

    IRN AJS01291

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.