Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Xconnect Trading Limited
FRN 403317
- SMF3 (AR) Executive Director function (since 24 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (30 Apr 2014 to 30 Nov 2015)
- CF10 Compliance Oversight (12 Dec 2012 to 8 Dec 2019)
- CF1 Director (27 May 2009 to 8 Dec 2019)
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Xconnect USA Limited
FRN 1021961
- Employed By (since 24 Jan 2025)
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Xconnect Market Maker LLP
FRN 783493
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
- CF28 Systems and controls (4 Jan 2018 to 8 Dec 2019)
- CF4 Partner (4 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jan 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (8 Nov 2017 to 17 Jul 2018)
- CF1 Director (8 Nov 2017 to 6 Jul 2018)
- CF10 Compliance Oversight (8 Nov 2017 to 17 Jul 2018)
- CF30 Customer (8 Nov 2017 to 6 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.