Xconnect Market Maker LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Neill Chorley
IRN ANC01061
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jan 2018 to 8 Dec 2019)
- CF28 Systems and controls (4 Jan 2018 to 8 Dec 2019)
- CF4 Partner (4 Jan 2018 to 8 Dec 2019)
David Matthew Simon Smith
IRN DMS01126
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF29 Significant management (4 Jan 2018 to 8 Dec 2019)
James Richard Beer
IRN JRB01237
- [FCA CF] Significant management (since 9 Dec 2019)
- CF29 Significant management (4 Jan 2018 to 8 Dec 2019)
Paul Kenneth White
IRN PKW01010
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (4 Jan 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.