Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Xconnect Trading Limited
FRN 403317
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (22 Oct 2010 to 12 Dec 2012)
- CF30 Customer (1 Nov 2007 to 9 Dec 2010)
- CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
- CF3 Chief Executive (14 Apr 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Apr 2005 to 31 Oct 2007)
- CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
- CF1 Director (14 Apr 2005 to 8 Dec 2019)
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Xconnect Market Maker LLP
FRN 783493
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (4 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (8 Nov 2017 to 28 Jun 2018)
- CF1 Director (8 Nov 2017 to 28 Jun 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.