Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2010 to 12 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
    • CF3 Chief Executive (14 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Apr 2005 to 31 Oct 2007)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
    • CF1 Director (14 Apr 2005 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
  • CAMcap Markets Limited (no longer approved here)

    FRN 771993

    • CF30 Customer (8 Nov 2017 to 28 Jun 2018)
    • CF1 Director (8 Nov 2017 to 28 Jun 2018)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.