Date authorised
8 November 2017
Companies House
10458824
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    91
    Wimpole Street
    London
    W1G 0EF
    ENGLAND
    Phone
    +442039431111
  • Complaints Contact

    91
    Wimpole Street
    London
    W1G 0EF
    ENGLAND
    Phone
    +442039431111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Neill Chorley

    IRN ANC01061

    • CF1 Director (8 Nov 2017 to 6 Jul 2018)
    • CF10 Compliance Oversight (8 Nov 2017 to 17 Jul 2018)
    • CF30 Customer (8 Nov 2017 to 6 Jul 2018)
    • CF11 Money Laundering Reporting (8 Nov 2017 to 17 Jul 2018)
  • Anthony John Myers

    IRN AJM01286

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
  • Antonio Maria de Macedo Cacorino Dias

    IRN AMC01318

    • [FCA CF] Client dealing (25 Nov 2020 to 4 Oct 2023)
  • Arnaud Beltrando

    IRN AXB04021

    • [FCA CF] Client dealing (since 4 May 2022)
  • Arnaud Michel Hatte

    IRN AMH01168

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (16 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Boumédiene Boutelaa

    IRN BXB20860

    • CF30 Customer (25 Sep 2019 to 19 Nov 2019)
  • Christophe Louis Jacques Cornaire

    IRN CLC00029

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Jul 2018 to 2 Oct 2018)
    • CF11 Money Laundering Reporting (17 Jul 2018 to 2 Oct 2018)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
  • Georgios Moraitakis

    IRN GXM14965

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • Hugues Rene Marie Berthier

    IRN HXB01084

    • CF30 Customer (25 Sep 2019 to 19 Nov 2019)
  • Julien Jenaste

    IRN JXJ00263

    • [FCA CF] Client dealing (since 3 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.