Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jul 2018 to 2 Oct 2018)
    • CF10 Compliance Oversight (17 Jul 2018 to 2 Oct 2018)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (15 Sep 2017 to 29 Jun 2018)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.