Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
  • Amius Limited (no longer approved here)

    FRN 188130

    • CF30 Customer (1 Nov 2007 to 6 May 2015)
    • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.