Mercia Regional Ventures Limited

• Principal Place of Business

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +4403302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +443302231430

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Credit Brokering

• Debt Plan Admin

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Private Investment Funds

• Jonathan Brett Diggines

  IRN JBD01026

  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (25 Apr 2005 to 31 Oct 2007)
  • CF3 Chief Executive (25 Apr 2005 to 4 Apr 2016)
  • CF27 Investment Management (25 Apr 2005 to 31 Oct 2007)
  • CF1 Director (25 Apr 2005 to 27 Mar 2018)
• Julian Alistair Dennard

  IRN JXD01431

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Julian George Viggars

  IRN JGV01009

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • CF1 Director (23 May 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (4 Nov 2004 to 31 Oct 2007)
• Linda Ann Peel

  IRN LAP01022

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
• Lisa Kate Ward

  IRN LKW00017

  • CF30 Customer (28 Oct 2014 to 8 Dec 2019)
• Mark Andrew Payton

  IRN MAP01271

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (5 May 2016 to 8 Dec 2019)
  • CF1 Director (5 May 2016 to 8 Dec 2019)
  • CF30 Customer (5 May 2016 to 8 Dec 2019)
• Mark Andrew Wyatt

  IRN MAW01259

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF27 Investment Management (18 Jan 2007 to 31 Oct 2007)
• Mark Anthony Shields

  IRN MAS01228

  • CF27 Investment Management (1 Dec 2001 to 9 Jan 2002)
• Martin James Glanfield

  IRN MJG01406

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Apr 2016 to 8 Dec 2019)
• Matthew Mead

  IRN MXM01416

  • CF30 Customer (19 Apr 2016 to 8 Dec 2019)
  • CF1 Director (19 Apr 2016 to 5 May 2018)

No changes recorded yet.