Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Apr 2005 to 31 Oct 2007)
    • CF1 Director (25 Apr 2005 to 27 Mar 2018)
    • CF27 Investment Management (25 Apr 2005 to 31 Oct 2007)
    • CF3 Chief Executive (25 Apr 2005 to 4 Apr 2016)
  • Mercia Business Loans Limited (no longer approved here)

    FRN 443560

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (8 Feb 2011 to 27 Mar 2018)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (1 Dec 2001 to 27 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 27 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.