Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (25 Apr 2005 to 31 Oct 2007)
- CF1 Director (25 Apr 2005 to 27 Mar 2018)
- CF27 Investment Management (25 Apr 2005 to 31 Oct 2007)
- CF3 Chief Executive (25 Apr 2005 to 4 Apr 2016)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (8 Feb 2011 to 27 Mar 2018)
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- CF1 Director (1 Dec 2001 to 27 Sep 2004)
- CF27 Investment Management (1 Dec 2001 to 27 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.