Date authorised
1 April 2013
Companies House
05566789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alice Grieve

    IRN AXG00583

    • [FCA CF] Material risk taker (since 9 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
    • [FCA CF] Significant management (1 Jul 2024 to 10 Sep 2025)
  • Alison Dwyer

    IRN AXD00930

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Andrew John Simpson

    IRN AJS01247

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • CF1 Director (8 Feb 2011 to 8 Dec 2019)
  • Anthony Paul Goulbourn

    IRN APG01079

    • CF2 Non Executive Director (15 Apr 2013 to 10 Jul 2017)
    • CF8 Apportionment and Oversight (13 Mar 2006 to 31 Mar 2009)
    • CF3 Chief Executive (13 Mar 2006 to 12 Apr 2013)
    • CF1 Director (13 Mar 2006 to 12 Apr 2013)
  • Brian Rickward Leach

    IRN BRL01030

    • CF2 Non Executive Director (1 Apr 2006 to 21 Dec 2009)
  • Challans Anthony Parsons

    IRN CAP01107

    • CF2 Non Executive Director (13 Mar 2006 to 29 May 2008)
  • Christopher William Pestell

    IRN CWP01033

    • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
  • Clive Graham Downward

    IRN CGD01029

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (23 Aug 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Mar 2006 to 31 Oct 2007)
  • Dean Edward Heaney

    IRN DEH01093

    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Significant management (since 3 Mar 2025)
  • Grahame Austin Lunt

    IRN GAL01073

    • CF11 Money Laundering Reporting (18 Mar 2010 to 29 Jan 2019)
    • CF10 Compliance Oversight (18 Mar 2010 to 29 Jan 2019)
    • CF30 Customer (24 Jun 2009 to 29 Jan 2019)

Recent activity

Updates to this firm's record on the FCA register.

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