Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (23 Aug 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Mar 2006 to 31 Oct 2007)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF27 Investment Management (2 Aug 2005 to 17 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.