Andrew John Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Regional Ventures Limited

    FRN 183363

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jan 2007 to 7 Aug 2019)
    • CF10 Compliance Oversight (1 Jan 2007 to 7 Aug 2019)
    • CF13 Finance (1 Jan 2007 to 31 Oct 2007)
    • CF1 Director (1 Jan 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 May 2005 to 31 Oct 2007)
  • Mercia Business Loans Limited (no longer approved here)

    FRN 443560

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF1 Director (8 Feb 2011 to 8 Dec 2019)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
    • CF27 Investment Management (1 Dec 2001 to 27 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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