Mercia Regional Ventures Limited

• Principal Place of Business

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +4403302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +443302231430

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Credit Brokering

• Debt Plan Admin

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Private Investment Funds

• Alexandra Reid

  IRN AXR00892

  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • [FCA CF] Significant management (since 29 Feb 2024)
• Alice Grieve

  IRN AXG00583

  • [FCA CF] Material risk taker (since 1 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
• Alison Dwyer

  IRN AXD00930

  • [FCA CF] Significant management (since 1 Jul 2024)
• Alison Stevens

  IRN AXS02530

  • CF30 Customer (23 Nov 2009 to 10 Mar 2010)
• Andrew John Simpson

  IRN AJS01247

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Jan 2007 to 8 Dec 2019)
  • CF13 Finance (1 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jan 2007 to 7 Aug 2019)
  • CF10 Compliance Oversight (1 Jan 2007 to 7 Aug 2019)
  • CF27 Investment Management (5 May 2005 to 31 Oct 2007)
• Ashwin Kumar Kumaraswamy

  IRN AKK01041

  • [FCA CF] Material risk taker (1 Jul 2024 to 1 Apr 2025)
  • [FCA CF] Client dealing (1 Jul 2024 to 1 Apr 2025)
  • CF30 Customer (15 May 2012 to 8 Dec 2019)
• Colin Willis

  IRN CXW01205

  • CF27 Investment Management (26 Feb 2003 to 30 Apr 2007)
  • CF1 Director (6 Nov 2002 to 30 Apr 2007)
• Darren John Gowling

  IRN DJG01169

  • CF30 Customer (8 May 2009 to 17 Sep 2010)
• Dean Edward Heaney

  IRN DEH01093

  • [FCA CF] Client dealing (since 3 Mar 2025)
  • [FCA CF] Significant management (since 3 Mar 2025)
• Douglas Colin Walter Stellman

  IRN DCS01055

  • CF30 Customer (5 May 2011 to 15 May 2017)

No changes recorded yet.