Date authorised
1 April 2013
Companies House
03249066
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Credit Brokering

  • Debt Plan Admin

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Michael French

    IRN EMF01019

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF27 Investment Management (22 May 2003 to 31 Oct 2007)
  • Geoffrey Douglas Charles Burns

    IRN GDB01023

    • CF30 Customer (16 Feb 2011 to 8 Dec 2019)
  • Graham Peter Davies

    IRN GPD01062

    • [FCA CF] Significant management (since 20 Oct 2025)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • CF30 Customer (20 Feb 2015 to 8 Dec 2019)
  • Heather Elaine Roxborough

    IRN HER01015

    • CF30 Customer (20 Aug 2013 to 2 Sep 2013)
  • Henry Caunce

    IRN HXC01095

    • CF2 Non Executive Director (1 Dec 2001 to 23 Oct 2002)
  • Ian Wilson

    IRN IXW01207

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
  • Jocelyne Bath

    IRN JXB03816

    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • John Michael Charles

    IRN JMC01132

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
  • John Roger Horrocks Hoyle

    IRN JRH01158

    • CF2 Non Executive Director (8 Nov 2002 to 10 Oct 2012)
  • John Vincent Gavan

    IRN JVG01002

    • CF27 Investment Management (25 Mar 2003 to 1 Oct 2006)
    • CF2 Non Executive Director (6 Nov 2002 to 1 Oct 2006)
    • CF1 Director (1 Dec 2001 to 6 Nov 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.