Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (14 Aug 2017 to 8 Dec 2019)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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- CF30 Customer (2 Jun 2014 to 17 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.