Top Technology Ventures Limited

• Principal Place of Business

  2nd Floor 3 Pancras Square

  Kings Cross

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +442074440050

• Complaints Contact

  2nd Floor 3 Pancras Square

  Kings Cross

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +442074440050

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Alan John Aubrey

  IRN AXA01229

  • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • CF1 Director (21 Jul 2005 to 8 Dec 2019)
• Alastair John Stewart

  IRN AJS01557

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2023)
  • CF30 Customer (19 May 2015 to 8 Dec 2019)
• Alison Margaret Fielding

  IRN AMF01077

  • CF1 Director (30 Oct 2009 to 17 Jul 2013)
  • CF30 Customer (30 Oct 2009 to 31 Jul 2017)
• Allegra Sophie Miles

  IRN ASM01056

  • CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2004)
• Benjamin George Richardson

  IRN BGR01023

  • CF30 Customer (24 Dec 2012 to 24 Mar 2016)
• Charles Stephen Winward

  IRN CSW01058

  • CF3 Chief Executive (28 Aug 2013 to 22 Apr 2014)
  • CF28 Systems and controls (28 Aug 2013 to 22 Apr 2014)
  • CF1 Director (4 Nov 2011 to 22 Apr 2014)
  • CF30 Customer (1 Nov 2007 to 22 Apr 2014)
  • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
  • CF27 Investment Management (5 Sep 2007 to 31 Oct 2007)
• Christian Patrick Stephansen

  IRN CPS01103

  • CF30 Customer (24 Jul 2019 to 29 Nov 2019)
• Christophe Henry Jungels-Winkler

  IRN CHJ01023

  • CF21 Investment Adviser (7 Jul 2006 to 2 Oct 2006)
• Christopher Andrew Olds

  IRN CAO01048

  • CF30 Customer (23 Dec 2016 to 28 Sep 2018)
• Dalia Aga-Shaw

  IRN DXA00382

  • [FCA CF] Client dealing (13 Mar 2024 to 20 Aug 2025)

No changes recorded yet.