Top Technology Ventures Limited

• Principal Place of Business

  2nd Floor 3 Pancras Square

  Kings Cross

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +442074440050

• Complaints Contact

  2nd Floor 3 Pancras Square

  Kings Cross

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +442074440050

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

• Dan Xie

  IRN DXX01007

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
• David Baynes

  IRN DXB02240

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
  • CF1 Director (11 Aug 2015 to 8 Dec 2019)
• David Phillip Gibbs

  IRN DPG01025

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2008)
• David Robert Norwood

  IRN DRN01026

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • CF1 Director (3 Aug 2004 to 31 Dec 2008)
• David Townsend

  IRN DXT01386

  • [FCA CF] Client dealing (since 29 Sep 2025)
• Duncan James Lowery

  IRN DJL01107

  • CF30 Customer (15 Feb 2010 to 8 Dec 2019)
• Francis Adam Wakefield Carpenter

  IRN FAC01029

  • CF30 Customer (6 Jun 2008 to 4 Jul 2014)
• Frederick James Alexander Parkes

  IRN FJP01034

  • CF30 Customer (7 Aug 2015 to 24 Feb 2017)
• George Henry Van Horn

  IRN GXV17589

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
• Greg Simon Smith

  IRN GSS01080

  • SMF3 Executive Director (since 16 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2020 to 13 Apr 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Apr 2021)
  • CF11 Money Laundering Reporting (16 Sep 2010 to 5 Jun 2018)
  • CF10 Compliance Oversight (16 Sep 2010 to 8 Dec 2019)

No changes recorded yet.