Greg Simon Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parkwalk Advisors Ltd
FRN 502237
- [FCA CF] Client dealing (since 1 Aug 2025)
- Director of firm who is not a certification employee or a SMF manager (since 28 Jan 2022)
Top Technology Ventures Limited
FRN 122336
- SMF3 Executive Director (since 16 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2020 to 13 Apr 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Apr 2021)
- CF10 Compliance Oversight (16 Sep 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Sep 2010 to 5 Jun 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.