Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Sep 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • FIRST EAGLE INVESTMENT MANAGEMENT, LTD (no longer approved here)

    FRN 798029

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2021)
    • CF3 Chief Executive (17 Aug 2018 to 8 Dec 2019)
    • CF1 Director (17 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF1 Director (13 Nov 2008 to 16 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.