FIRST EAGLE INVESTMENT MANAGEMENT, LTD

• Principal Place of Business

  5 Hanover Square

  5th Floor

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442036088193

  Web

  https://www.firsteagle.com

• Complaints Contact

  5 Hanover Square

  5th Floor

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442036088193

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akash Purohit

  IRN AXP03064

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2021)
  • SMF1 Chief Executive (since 12 Aug 2021)
  • SMF3 Executive Director (since 12 Aug 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
• Brian Margulies

  IRN BXM00117

  • SMF3 Executive Director (21 Dec 2020 to 18 Aug 2025)
• David Paul O'Connor

  IRN DPO01041

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Aug 2018 to 8 Dec 2019)
• David Townsend

  IRN DXT01386

  • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
  • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
  • CF1 Director (17 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Aug 2018 to 8 Dec 2019)
  • CF3 Chief Executive (17 Aug 2018 to 8 Dec 2019)
• Elliott Ojuri

  IRN EXO00075

  • [FCA CF] Client dealing (15 May 2023 to 1 Feb 2026)
• Georgia Ann Nicklin

  IRN GXN00055

  • [FCA CF] Client dealing (29 Mar 2021 to 9 Dec 2022)
• Jacqueline Dobbs

  IRN JXD00030

  • SMF16 Compliance Oversight (since 21 Dec 2020)
• Jonathan Simmons

  IRN JXS01342

  • [FCA CF] Client dealing (9 Jun 2023 to 1 Feb 2026)
• Katherine Lynn Perkins

  IRN KLP01044

  • CF1 Director (17 Aug 2018 to 29 Nov 2019)
• Matthieu Louanges

  IRN MXL00126

  • Director of firm who is not a certification employee or a SMF manager (10 Aug 2021 to 28 Jun 2024)
  • [FCA CF] Material risk taker (1 Oct 2020 to 1 Aug 2021)

No changes recorded yet.