Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
FIRST EAGLE INVESTMENT MANAGEMENT, LTD
FRN 798029
- SMF1 Chief Executive (since 12 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2021)
- SMF3 Executive Director (since 12 Aug 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Aug 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.