Top Technology Ventures Limited

Date authorised
1 April 2013
Companies House
01977742
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor 3 Pancras Square
    Kings Cross
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +442074440050

  • Complaints Contact

    2nd Floor 3 Pancras Square
    Kings Cross
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +442074440050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harold Edward Fitzgibbons

    IRN HEF01004

    • CF30 Customer (1 Nov 2007 to 23 Aug 2013)
    • CF28 Systems and controls (1 Nov 2007 to 23 Aug 2013)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 23 Aug 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Helen Redmond

    IRN HXR01393

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2025)
    • SMF16 Compliance Oversight (since 2 Jun 2025)
    • SMF16 Compliance Oversight (10 Feb 2021 to 16 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2024)
    • CF11 Money Laundering Reporting (4 Jun 2018 to 8 Dec 2019)
  • Ian Wilson

    IRN IXW01207

    • CF30 Customer (2 Jun 2014 to 17 Mar 2017)
  • Ivan Charles Griffin

    IRN ICG01013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
  • John Quantrill Davies

    IRN JQD01001

    • CF21 Investment Adviser (15 Sep 2004 to 13 Sep 2005)
    • CF1 Director (20 Jul 2004 to 13 Sep 2005)
  • Jonathan Mark Nash

    IRN JMN01034

    • CF30 Customer (14 Jan 2009 to 13 Apr 2010)
  • Laurent Yves Nicolas Armannd Ghislain Braun

    IRN LYB01000

    • CF30 Customer (30 May 2008 to 9 Jul 2010)
  • Lois Emma Day

    IRN LXD01312

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • Magnus James Goodlad

    IRN MJG01156

    • CF1 Director (9 Jan 2009 to 17 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
    • CF10 Compliance Oversight (20 Sep 2004 to 17 Sep 2010)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 17 Sep 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Martin Guy Fiennes

    IRN MGF01014

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.