Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Top Technology Ventures Limited (no longer approved here)

    FRN 122336

    • CF28 Systems and controls (1 Nov 2007 to 23 Aug 2013)
    • CF30 Customer (1 Nov 2007 to 23 Aug 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2004)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 23 Aug 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Crescent Capital NI Limited (no longer approved here)

    FRN 173325

    • CF30 Customer (1 Nov 2007 to 29 Oct 2013)
    • CF27 Investment Management (25 May 2004 to 31 Oct 2007)
  • Conduit Ventures Limited (no longer approved here)

    FRN 208719

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF2 Non Executive Director (31 Oct 2002 to 9 May 2006)
    • CF27 Investment Management (31 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.