Conduit Ventures Limited

Date authorised
1 April 2013
Companies House
04293385
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Conduit Ventures Ltd
    3 Devonshire Street
    London
    Westminster
    W1W 5DT
    UNITED KINGDOM
    Phone
    +4402034405042
    Web
    https://www.conduit-ventures.com

  • Complaints Contact

    Conduit Ventures Ltd
    3 Devonshire Street
    London
    Westminster
    W1W 5DT
    UNITED KINGDOM
    Phone
    +4402034405042

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Axel Jochen Jaegle

    IRN AJJ01065

    • CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 25 Jan 2005)
    • CF27 Investment Management (15 Dec 2003 to 25 Jan 2005)
  • Daniel Arthur Carter

    IRN DAC01145

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 31 Oct 2007)
  • Harold Edward Fitzgibbons

    IRN HEF01004

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (31 Oct 2002 to 31 Oct 2007)
    • CF2 Non Executive Director (31 Oct 2002 to 9 May 2006)
  • John Ndoke Butt

    IRN JNB01066

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (31 Oct 2002 to 8 Dec 2019)
    • CF27 Investment Management (31 Oct 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Oct 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Oct 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2002 to 31 Oct 2007)
    • CF1 Director (31 Oct 2002 to 8 Dec 2019)
  • John Nicholas Knight

    IRN JNK01012

    • CF1 Director (18 Mar 2002 to 30 Sep 2002)
    • CF10 Compliance Oversight (18 Mar 2002 to 30 Sep 2002)
    • CF11 Money Laundering Reporting (18 Mar 2002 to 30 Sep 2002)
    • CF27 Investment Management (18 Mar 2002 to 30 Sep 2002)
  • Linda Zheng

    IRN LXZ01017

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 May 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 May 2005 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.