Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 12 Oct 2021)
    • [FCA CF] Significant management (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (9 Mar 2016 to 31 Dec 2019)
    • CF1 Director (11 Nov 2014 to 8 Dec 2019)
    • CF1 Director (AR) (7 Nov 2014 to 31 Dec 2019)
  • Asper Investment Management Limited (no longer approved here)

    FRN 748442

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • CF30 Customer (14 Sep 2019 to 8 Dec 2019)
  • J Rothschild Services Limited (no longer approved here)

    FRN 593084

    • (7)Employed By (3 Nov 2014 to 31 Dec 2019)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF30 Customer (31 Jan 2012 to 30 Jun 2014)
  • Top Technology Ventures Limited (no longer approved here)

    FRN 122336

    • CF1 Director (9 Jan 2009 to 17 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
    • CF10 Compliance Oversight (20 Sep 2004 to 17 Sep 2010)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 17 Sep 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.