Asper Investment Management Limited

• Principal Place of Business

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +447887500000

  Web

  https://www.asper-im.com

• Complaints Contact

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +447887500000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Ben-Hamo

  IRN AXB00639

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Adriana Rodriguez Cobas

  IRN AXR00871

  • [FCA CF] Client dealing (since 27 Feb 2023)
• Alejandro Algora

  IRN AXA00314

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2025)
• Allister Craig Sykes

  IRN ACS01248

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (18 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Andrew James Clements

  IRN AJC01449

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (18 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Barbara Boos

  IRN BXB00298

  • [FCA CF] Client dealing (since 16 Feb 2023)
• Calum Drummond

  IRN CXD00525

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Charles Serilas

  IRN CXS00821

  • [FCA CF] Client dealing (4 Apr 2023 to 1 Nov 2024)
• Choon Tan

  IRN CXT17189

  • SMF16 Compliance Oversight (9 Dec 2019 to 15 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 May 2020)
  • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
• Eleanor Louise Keen

  IRN EXK00073

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2025)

No changes recorded yet.