Asper Investment Management Limited

• Principal Place of Business

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +447887500000

  Web

  https://www.asper-im.com

• Complaints Contact

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +447887500000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Natalie Tinker

  IRN ENT01002

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • CF1 Director (6 Dec 2016 to 8 Dec 2019)
• Humphrey Edginton

  IRN HXE00016

  • SMF16 Compliance Oversight (since 16 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2021)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• Joanne Joyce

  IRN JXJ01583

  • CF10 Compliance Oversight (18 Dec 2017 to 18 Feb 2019)
  • CF11 Money Laundering Reporting (18 Dec 2017 to 18 Feb 2019)
• Lilia Valentinova Stoyanova

  IRN LVS01007

  • [FCA CF] Client dealing (28 Feb 2022 to 14 Oct 2022)
• Luigi Pettinicchio

  IRN LXP01264

  • SMF1 Chief Executive (since 4 Jun 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jun 2020 to 19 Mar 2021)
  • SMF16 Compliance Oversight (4 Jun 2020 to 19 Mar 2021)
  • CF11 Money Laundering Reporting (18 Feb 2019 to 1 Aug 2019)
  • CF10 Compliance Oversight (18 Feb 2019 to 1 Aug 2019)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • CF1 Director (6 Dec 2016 to 8 Dec 2019)
• Luis Quiroga

  IRN LXQ01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2016 to 19 Dec 2017)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Magnus James Goodlad

  IRN MJG01156

  • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
  • CF30 Customer (14 Sep 2019 to 8 Dec 2019)
• Mark Adams

  IRN MXA00543

  • [FCA CF] Client dealing (since 16 Dec 2021)
• Olivier Delpon De Vaux

  IRN OXD01156

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (18 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Stephen Michael Bough

  IRN SXB01297

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2018 to 8 Dec 2019)

No changes recorded yet.