Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 23 Aug 2025)
    • SMF11 Chair of the Audit Committee (since 23 Aug 2025)
    • CF2 Non Executive Director (11 Apr 2018 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 11 Apr 2018)
    • CF29 Significant management (1 Nov 2007 to 11 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 11 Apr 2018)
    • CF20 Significant Mgt (Settlements) (21 Nov 2003 to 31 Oct 2007)
    • CF26 Customer Trading (31 Jul 2002 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • Director of firm who is not a certification employee or a SMF manager (since 13 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2018 to 8 Dec 2019)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • CF2 Non Executive Director (11 Apr 2018 to 8 Dec 2019)
    • CF4 Partner (16 Oct 2008 to 11 Apr 2018)
    • CF8 Apportionment and Oversight (16 Oct 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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