HG Pooled Management Limited

• Principal Place of Business

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442038908571

  Web

  https://www.hgcapital.com

• Complaints Contact

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrien Maxwell Dewez

  IRN AXM00768

  • [FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2023)
• Alastair Robert Laing

  IRN AXL00105

  • CF30 Customer (24 Sep 2008 to 1 Aug 2011)
• Alexander Jozef Hartman Shivananda

  IRN AJS01426

  • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
  • CF27 Investment Management (5 Aug 2003 to 31 Oct 2007)
• Alexander Leslie John King

  IRN AXK01285

  • CF30 Customer (1 Nov 2007 to 14 Oct 2014)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
• Alexandre Flavier

  IRN AXF39506

  • [FCA CF] Client dealing (23 Feb 2022 to 1 Jul 2022)
• Alice Jane Spurling

  IRN AJS01738

  • CF29 Significant management (30 Jun 2016 to 30 Aug 2019)
• Alison Jane Douglas Hampton

  IRN AJH01543

  • CF10 Compliance Oversight (1 Jun 2008 to 1 Jan 2013)
  • CF11 Money Laundering Reporting (1 Jun 2008 to 1 Jan 2013)
• Allister Craig Sykes

  IRN ACS01248

  • CF30 Customer (1 Jun 2017 to 1 Dec 2017)
• Amanda Fulmor Good

  IRN AFG01058

  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Anastasiya Elfimova

  IRN AXE00133

  • [FCA CF] Client dealing (13 Sep 2021 to 24 May 2024)

No changes recorded yet.