Alastair Robert Laing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Asset Management Limited

    FRN 195763

    • [FCA CF] Material risk taker (since 30 Nov 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Oct 2024 to 1 Jan 2026)
    • SMF16 Compliance Oversight (23 Oct 2024 to 1 Jan 2026)
    • CF3 Chief Executive (4 Jul 2018 to 8 Dec 2019)
    • CF1 Director (5 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • CF30 Customer (23 Jan 2009 to 31 Dec 2010)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF30 Customer (24 Sep 2008 to 1 Aug 2011)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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