CG Asset Management Limited

• Principal Place of Business

  20 King Street

  London

  EC2V 8EG

  UNITED KINGDOM

  Phone

  +4402039061633

  Web

  https://www.cgasset.com

• Complaints Contact

  20 King Street

  London

  EC2V 8EG

  UNITED KINGDOM

  Phone

  +4402039061633

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alastair Robert Laing

  IRN AXL00105

  • [FCA CF] Material risk taker (since 30 Nov 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Oct 2024 to 1 Jan 2026)
  • SMF16 Compliance Oversight (23 Oct 2024 to 1 Jan 2026)
  • CF3 Chief Executive (4 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
  • CF1 Director (5 Sep 2011 to 8 Dec 2019)
• Charles Jock Henderson

  IRN CXH00919

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Christopher Gurth Clothier

  IRN CGC01061

  • [FCA CF] Material risk taker (since 30 Nov 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
• Christopher Smith

  IRN CXS01209

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 13 Oct 2023)
  • CF2 Non Executive Director (17 Jul 2009 to 8 Dec 2019)
• Christopher Taylor

  IRN CXT18682

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • SMF16 Compliance Oversight (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 30 Nov 2021)
  • SMF3 Executive Director (since 13 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
• Clementine Mary Vaughan

  IRN CMV01019

  • SMF9 Chair of the Governing Body (since 29 Nov 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2022)
• David Richard Brazier

  IRN DRB01071

  • CF2 Non Executive Director (30 May 2012 to 26 Jul 2012)
  • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
  • CF28 Systems and controls (1 Nov 2007 to 24 Aug 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Aug 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 24 Aug 2011)
  • CF1 Director (1 Dec 2001 to 30 Apr 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Edward Alexander Campbell Cottrell

  IRN EAC01028

  • CF10 Compliance Oversight (7 Sep 2011 to 7 Oct 2015)
  • CF28 Systems and controls (7 Sep 2011 to 7 Oct 2015)
  • CF11 Money Laundering Reporting (7 Sep 2011 to 7 Oct 2015)
  • CF30 Customer (16 Nov 2007 to 30 Oct 2015)
  • CF1 Director (16 Nov 2007 to 7 Oct 2015)
• Emma Moriarty

  IRN EXM00326

  • [FCA CF] Client dealing (since 3 Oct 2022)
• Francesca Turquet

  IRN FXT01209

  • CF2 Non Executive Director (8 Dec 2016 to 18 Jul 2019)

No changes recorded yet.