Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CG Asset Management Limited
FRN 195763
- [FCA CF] Material risk taker (since 30 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (11 Apr 2016 to 8 Dec 2019)
- CF30 Customer (29 Dec 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (6 Nov 2009 to 18 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 12 Dec 2008)
- CF27 Investment Management (10 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jul 2005 to 22 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.