David Richard Brazier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Asset Management Limited (no longer approved here)

    FRN 195763

    • CF2 Non Executive Director (30 May 2012 to 26 Jul 2012)
    • CF28 Systems and controls (1 Nov 2007 to 24 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Apr 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 24 Aug 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.