Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (7 Sep 2011 to 7 Oct 2015)
- CF11 Money Laundering Reporting (7 Sep 2011 to 7 Oct 2015)
- CF28 Systems and controls (7 Sep 2011 to 7 Oct 2015)
- CF1 Director (16 Nov 2007 to 7 Oct 2015)
- CF30 Customer (16 Nov 2007 to 30 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.