Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (since 24 Mar 2025)
- Director of firm who is not a certification employee or a SMF manager (16 Jan 2024 to 24 Mar 2025)
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CG Asset Management Limited
FRN 195763
- SMF9 Chair of the Governing Body (since 29 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2021)
- SMF1 Chief Executive (9 Dec 2019 to 15 Oct 2021)
- SMF27 Partner (9 Dec 2019 to 15 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
- CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
- CF4 Partner (8 Apr 2010 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (15 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.