Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 24 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (16 Jan 2024 to 24 Mar 2025)
    • SMF9 Chair of the Governing Body (since 29 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2022)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 15 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
    • CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (8 Apr 2010 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (15 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.