Magnus Financial Discretionary Management Limited

• Principal Place of Business

  1 Bell Yard

  London

  Westminster

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +4402039626189

  Web

  https://www.magnusfdm.com

• Complaints Contact

  1 Bell Yard

  London

  Westminster

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +4402039626189

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Austin John Charles Hutchinson

  IRN AJH00158

  • SMF3 Executive Director (since 29 Dec 2023)
• Clementine Mary Vaughan

  IRN CMV01019

  • SMF9 Chair of the Governing Body (since 24 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (16 Jan 2024 to 24 Mar 2025)
• David Holmes

  IRN DXH11857

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Dec 2023 to 11 Aug 2025)
  • Responsible for Insurance Distribution (29 Dec 2023 to 11 Aug 2025)
  • SMF16 Compliance Oversight (29 Dec 2023 to 17 Sep 2024)
• David Richard Mortimer

  IRN DRM01112

  • [FCA CF] Client dealing (since 20 May 2025)
• Elaine Batchelor

  IRN EXB00043

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2025 to 5 Feb 2026)
  • SMF16 Compliance Oversight (3 Sep 2024 to 7 Sep 2025)
• Emma Kate Matthews

  IRN EKM01013

  • 14. Managing investments
  • [FCA CF] Client dealing (since 22 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2024)
• Gareth John Hope

  IRN GJH01183

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
  • SMF16 Compliance Oversight (since 2 Sep 2025)
• Georgina Ogilvie-Jones

  IRN GXO19773

  • 14. Managing investments
  • [FCA CF] Client dealing (since 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
• Ian Stuart Darby

  IRN ISD01011

  • SMF9 Chair of the Governing Body (29 Dec 2023 to 27 Dec 2024)
• Ian Wallace Halley

  IRN IWH01012

  • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2024)

No changes recorded yet.