Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 29 Dec 2023)
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 11 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 11 Nov 2022)
- [FCA CF] Manager of certification employee (since 11 Nov 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2006)
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- (6)Employed By (12 Mar 2001 to 13 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.