Ian Wallace Halley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Magnus Financial Discretionary Management Limited
FRN 997569
- Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2024)
WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 665653
- SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2022)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2022)
- Responsible for Insurance Mediation (11 Nov 2016 to 30 Sep 2018)
- CF1 Director (11 Nov 2016 to 8 Dec 2019)
- CF3 Chief Executive (11 Nov 2016 to 8 Dec 2019)
PAYMENTSHIELD LIMITED (no longer approved here)
FRN 312708
- CF29 Significant management (12 Aug 2008 to 23 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.