Elaine Batchelor

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2025 to 5 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Oct 2023)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2016 to 8 Dec 2019)
  • Magnus Financial Discretionary Management Limited (no longer approved here)

    FRN 997569

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2025 to 5 Feb 2026)
    • SMF16 Compliance Oversight (3 Sep 2024 to 7 Sep 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • CF24 Pension Transfer Specialist (13 Aug 2002 to 5 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.