Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (19 Feb 2020 to 2 Jan 2024)
    • CF4 Partner (3 Jun 2016 to 8 Dec 2019)
  • Magnus Financial Discretionary Management Limited (no longer approved here)

    FRN 997569

    • SMF9 Chair of the Governing Body (29 Dec 2023 to 27 Dec 2024)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • SMF9 Chair of the Governing Body (14 Jul 2020 to 27 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Dec 2024)
    • Responsible for Insurance Mediation (15 Jun 2016 to 11 Nov 2016)
    • CF3 Chief Executive (23 Sep 2015 to 11 Nov 2016)
    • CF29 Significant management (2 Mar 2015 to 11 Nov 2016)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF3 Chief Executive (10 Jul 2017 to 24 Oct 2017)
    • CF1 Director (AR) (25 Apr 2016 to 23 Apr 2019)
    • CF1 Director (2 Mar 2015 to 23 Apr 2019)
    • CF29 Significant management (2 Mar 2015 to 23 Apr 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF29 Significant management (10 Sep 2012 to 27 Jun 2013)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF29 Significant management (10 Sep 2012 to 27 Jun 2013)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF29 Significant management (10 Sep 2012 to 27 Jun 2013)
  • Palatine Private Equity LLP (no longer approved here)

    FRN 441913

    • CF2 Non Executive Director (AR) (19 Feb 2010 to 23 Nov 2012)
  • Connection Capital LLP (no longer approved here)

    FRN 513144

    • Employed By (19 Feb 2010 to 1 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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