Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Asper Investment Management Limited
FRN 748442
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Dec 2016 to 8 Dec 2019)
- CF30 Customer (6 Dec 2016 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 May 2024)
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- CF30 Customer (23 Jan 2009 to 1 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2017)
- CF27 Investment Management (18 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.