Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • GARDENERS' ROYAL BENEVOLENT SOCIETY (no longer approved here)

    FRN 694883

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 May 2024)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • CF30 Customer (23 Jan 2009 to 1 Dec 2017)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF30 Customer (1 Nov 2007 to 1 Dec 2017)
    • CF27 Investment Management (18 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.